Court Documents
The following documents are in PDF format. Acrobat Reader is required to view the PDFs. You may already have the Adobe Acrobat Reader on your computer or on disks that came with your computer. If you do, you won't need to download Adobe Acrobat. If you do not have Acrobat, you may download the Free Adobe Acrobat Reader.
- 2018-10-30 Order Approving Distribution Plan
- 2016-07-15 Judgment Approving Class Action Settlement with Defendants Jefferies LLC, BMO Capital Markets Corp., Natixis Securities Americas LLC, Lebenthal & Co., LLC and U.S. Bancorp Investments, Inc.
- 2016-07-15 Order Awarding Attorneys’ Fees and Expenses
- 2016-07-08 Reply Memorandum of Law in Further Support of (1) Settling Plaintiffs’ Motion for Final Approval of Remaining Senior Notes Underwriter Settlement; and (2) Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses
- 2016-07-08 Supplemental Declaration of Jose C. Fraga Regarding (A) Mailing of the Remaining Senior Notes Underwriter Notice; and (B) Report on Requests for Exclusion Received
- 2016-06-03 Notice of Settling Plaintiffs’ Motion for Final Approval of the Remaining Senior Notes Underwriter Settlement
- 2016-06-03 Memorandum of Law in Support of Settling Plaintiffs’ Motion for Final Approval of the Remaining Senior Notes Underwriter Settlement
- 2016-06-03 Notice of Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses
- 2016-06-03 Memorandum of Law in Support of Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses
- 2016-06-03 Joint Declaration of Salvatore J. Graziano and Javier Bleichmar in Support of: (I) Settling Plaintiffs’ Motion for Final Approval of the Remaining Senior Notes Underwriter Settlement; and (II) Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses
- 2016-03-18 Remaining Senior Notes Underwriter Preliminary Approval Order
- 2016-03-09 Remaining Senior Notes Underwriter Stipulation
- 2015-11-25 Decision and Order
- 2015-11-25 Judgment Approving Class Action Settlement with PricewaterhouseCoopers LLP
- 2015-11-25 Judgment Approving Class Action Settlement with Individual Defendants
- 2015-11-25 Order Approving Plan of Allocation of Net Settlement Funds
- 2015-11-25 Order Awarding Attorneys’ Fees and Expenses
- 2015-10-09 Notice of Lead Plaintiffs’ Motion for Final Approval of Class Action Settlements and Plan of Allocation;
- 2015-10-09 Memorandum of Law in Support of Lead Plaintiffs’ Motion for Final Approval of Class Action Settlements and Plan of Allocation;
- 2015-10-09 Notice of Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses;
- 2015-10-09 Memorandum of Law in Support of Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses; and
- 2015-10-09 Joint Declaration of Salvatore J. Graziano and Javier Bleichmar in Support of: (I) Lead Plaintiffs’ Motion for Final Approval of Class Action Settlements and Plan of Allocation; and (II) Co-Lead Counsel’s Motion for an Award of Attorneys’ Fees and Reimbursement of Litigation Expenses.
- 2015-07-07 Order Amending PwC Preliminary Approval Order
- 2015-07-07 Individual Defendant Preliminary Approval Order
- 2015-07-02 Individual Defendant Stipulation
- 2015-06-26 Judgment Approving Class Action Settlement with Certain Underwriter Defendants
- 2015-06-26 Judgment Approving Class Action Settlement with Commerz Markets LLC
- 2015-06-19 Supplemental Declaration of Jose C. Fraga Regarding (A) Mailing of the Notice Packet; and (B) Report on Requests for Exclusion Received
- 2015-06-19 Reply Memorandum of Law in Support of Lead Plaintiffs’ Motion for Final Approval of Underwriter Settlement and Settling Plaintiffs’ Motion for Final Approval of Commerz Settlement
- 2015-05-15 Notice of Lead Plaintiffs’ Motion for Final Approval of Underwriter Settlement and Settling Plaintiffs’ Motion for Final Approval of Commerz Settlement
- 2015-05-15 Memorandum of Law in Support of Lead Plaintiffs’ Motion for Final Approval of Underwriter Settlement and Settling Plaintiffs’ Motion for Final Approval of Commerz Settlement
- 2015-05-15 Joint Declaration of Salvatore J. Graziano and Javier Bleichmar in Support of Lead Plaintiffs’ Motion for Final Approval of Underwriter Settlement and Settling Plaintiffs’ Motion for Final Approval of Commerz Settlement
- 2015-04-20 PwC Preliminary Approval Order
- 2015-04-03 PwC Stipulation
- 2015-03-17 Commerz Settlement Preliminary Approval Order
- 2015-03-17 Commerz Stipulation
- 2014-12-11 Underwriter Settlement Preliminary Approval Order
- 2014-11-25 Underwriter Stipulation